Experienced Litigation
The Clayton Law Firm, P.A. concentrates its practice in the representation of investors who have disputes with brokerage firms and issuers of securities. Typical disputes, which are often the subject of securities arbitration proceedings conducted by the Financial Industry Regulatory Authority (“FINRA”), involve claims of fraud, negligence and unsuitable investment recommendations arising from the recommendation of stocks, bonds, mutual funds, hedge funds, annuities, options, and other securities. The law firm is also engaged in business and estate-related litigation and arbitration.
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Current Investigations
Illiquid Real Estate Investment Trusts, Penny Stock Investments Sold To Retirees, and a Ponzi Scheme
Investigating illiquid real estate investment trusts and a “fund of funds” issued by an affiliate of U.S. Trust that were placed ...