sarasota_securities_lawyer slide-3 slide-2
Track Stocks

Experienced Litigation

The Clayton Law Firm, P.A. concentrates its practice in the representation of investors who have disputes with brokerage firms and issuers of securities. Typical disputes, which are often the subject of securities arbitration proceedings conducted by the Financial Industry Regulatory Authority (“FINRA”), involve claims of fraud, negligence and unsuitable investment recommendations arising from the recommendation of stocks, bonds, mutual funds, hedge funds, annuities, options, and other securities. The law firm is also engaged in business and estate-related litigation and arbitration.

We also represent securities industry employees who have contractual disputes with their employers or whose reputations and businesses have been harmed as a result of defamation and/or unfair business practices.  Our clients come from the state of Florida (many from Sarasota, Manatee, DeSoto, Charlotte, Collier, Hillsborough and Pinellas counties), throughout the United States and, periodically, from foreign countries.

Read More

Current Investigations

Penny Stock Investments Sold To Retirees, Bond Churning,a Ponzi Scheme and a Faulty Options Trading Strategy

Examining concentrations of penny stock investments recommended and sold to retirees by an advisor who appears to have a financial ...
Read more

AV Peer Review Rated